Following its consultation earlier this year, the UK Financial Conduct Authority has now published a policy statement setting out its final rules for extending the Senior Managers and Certification ...

The Financial Conduct Authority and Prudential Regulation Authority have set out reforms to the Senior Managers and ...

The UK Financial Conduct Authority has released proposals to extend its Senior Managers and Certification Regime (SMCR), bringing more firms into its scope, and replacing the previous Approved Persons ...

Advisers are "largely unprepared" for the implementation of the Senior Managers and Certification Regime later this year, a compliance specialist in the industry has warned. The regime has already ...

Osborne Clarke urges solo-regulated firms to start executing their SMCR plans now to avoid facing the FCA The deadline for solo-regulated firms to implement the Senior Managers and Certification ...

The Senior Managers and Certification Regime is due to be implemented in less than three months’ time. Although many have suggested the vast majority of the regime should be fairly straightforward for ...